ANNEX I

Schedule of the United States

SECTOR: Energy

SUB-SECTOR: Atomic Energy

INDUSTRY CLASSIFICATION: Not Applicable

TYPE OF RESERVATION: National Treatment (Article 1102)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: Atomic Energy Act of 1954, 42 U.S.C. 2133-2134

DESCRIPTION: Investment

A license is required for any person

in the United States to transfer,

manufacture, produce, use or import

any facilities that produce or use

nuclear materials. Such license may

not be issued to any entity known or

believed to be owned, controlled or

dominated by an alien, a foreign

corporation or a foreign government

(42 U.S.C. 2133, 2134). The

issuance of a license is also

prohibited for utilization or

production facilities for such uses as

medical therapy or research and

development activities to any

corporation or other entity owned,

controlled or dominated by one of the

foreign persons described above (42

U.S.C. 2134(d)).

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: Business Services

SUB-SECTOR: Export Intermediaries

INDUSTRY CLASSIFICATION: 7389 Business Services, Not Elsewhere Classified

TYPE OF RESERVATION: National Treatment (Article 1202) Local Presence

(Article 1205)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: Export Trading Company Act of 1982, Public Law 97-290,

96 Stat. 1233, 15 U.S.C. 4011-4021

15 C.F.R. Part 325

DESCRIPTION: Cross-Border Services

Title III of the Export Trading

Company Act of 1982 authorizes the

Secretary of Commerce to issue

"certificates of review" with respect

to export conduct. The Act calls for

the issuance of a certificate of

review if the Secretary determines,

and the Attorney General concurs, that

the export conduct specified in an

application will not have the

anticompetitive effects proscribed by

the Act. A certificate of review

limits the liability under federal and

state antitrust laws in engaging in

the export conduct certified.

Only a "person" as defined by the Act

can apply for a certificate of review.

The term "person" means "an individual

who is a resident of the United

States; a partnership that is created

under and exists pursuant to the laws

of any State or of the United States;

a State or local government entity; a

corporation, whether organized as a

profit or nonprofit corporation, that

is created under and exists pursuant

to the laws of any State or of the

United States; or any association or

combination, by contract or other

arrangement, between such persons."

A foreign national or enterprise can

receive the protection provided by a

certificate of review by becoming a

"member" of a qualified applicant.

The regulations define "member" to

mean "an entity (U.S. or foreign)

which is seeking protection under the

certificate with the applicant. A

member may be a partner in a

partnership or a joint venture; a

shareholder of a corporation; or a

participant in an association,

cooperative, or other form of profit

or nonprofit organization or

relationship, by contract or other

arrangement."

DURATION:Indeterminate

=============================================================================

ANNEX I

Schedule of United States

SECTOR:Business Services

SUB-SECTOR:Export Intermediaries

INDUSTRY CLASSIFICATION:7389 Business Services, Not Elsewhere

Classified

TYPE OF RESERVATION: National Treatment (Article 1202) Local Presence

(Article 1205)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: Export Administration Act of 1979, Pub. L. 96-72, as amended

Export Administration Regulations,

15 C.F.R. parts 768 through 799

DESCRIPTION: Cross-Border Services

With some limited exceptions, the

export from the United States of all

commodities, and all "technical data",

requires either a general license or a

validated license or other

authorization granted by the Office of

Export Licensing, United States

Department of Commerce. A general

license requires no application or

documentation and is generally

available for use by all persons.

An application for a validated license

may be made only by a person subject

to the jurisdiction of the United

States who is in fact the exporter, or

by his duly authorized agent. An

application may be made on behalf of a

person not subject to the jurisdiction

of the United States by an authorized

agent in the United States, who then

becomes the applicant.

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of United States

SECTOR: Communications

SUB-SECTOR: Telecommunications (Enhanced or Value-Added Services)

INDUSTRY CLASSIFICATION: CPC 752323 Value-Added Network Services CPC 752329

Other Message Services

TYPE OF RESERVATION: National Treatment (Article 1102)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: F.C.C. Decision, International Communications Policies

Governing Designation of Recognized Private Operating

Agencies, 104 F.C.C. 2d 208, n. 123, n. 126 (1986)

47 C.F.R. 64.702 (1991) (Definition of enhanced or value-

added services)

DESCRIPTION: Investment

If a U.S.-based foreign-owned enhanced

service provider obtains voluntary

Recognized Private Operating Agency

certification from the U.S. Department

of State for purposes of negotiating

operating agreements with governments

other than the U.S. Government, it

must submit copies of all operating

agreements granted to it by foreign

governments and any refusal of a

foreign government to grant it an

operating agreement. For purposes of

this rule, a service provider is

generally considered "foreign owned"

if 20 percent or more of its stock is

owned by persons that are not U.S.

citizens.

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: Manufacturing

SUB-SECTOR: Agricultural Chemicals

INDUSTRY CLASSIFICATION: SIC 2879 Pesticides and Agricultural Chemicals,

not Elsewhere Classified

TYPE OF RESERVATION: National Treatment (Article 1102)

LEGAL CITATION: Federal Insecticide, Fungicide, and Rodenticide Act, as

amended, 7 U.S.C. 136 et seq.

DESCRIPTION:Investment

7 U.S.C. 135h(g) prevents the

Administrator of the Environmental

Protection Agency from knowingly

disclosing information submitted by an

applicant or registrant under the Act

(without consent) to any person

engaged in the production, sale or

distribution of pesticides in

countries other than the United States

or to any person who intends to

deliver such data to such foreign or

multinational business or entity.

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: Mining and Materials

SUB-SECTOR: Minerals Mining

INDUSTRY CLASSIFICATION:

TYPE OF RESERVATION: National Treatment (Article 1102) Most-Favored-Nation

Treatment (Article 1103)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: Mineral Lands Leasing Act of 1920; 30 U.S.C. Chapter 3;

10 U.S.C. 7435

DESCRIPTION: Investment

1. Under the Mineral Lands Leasing

Act of 1920, aliens and corporations

with foreign stockholders may not

acquire rights-of-way for oil or gas

pipelines, or pipelines carrying

products refined from them, across on-

shore federal lands, or acquire leases

or interests in certain minerals, such

as coal or oil. However, non-U.S.

citizens may own a 100 percent

interest in a domestic corporation

that acquires a right-of-way for oil

or gas pipelines across on-shore

federal lands or lease to develop

mineral resources on on-shore federal

lands unless the foreign investor's

home country denies similar or like

privileges for the mineral or access

in question to U.S. citizens or

corporations, as compared with the

privileges it accords to its own

(30 U.S.C. §§181, 183(a)).

2. Nationalization is not considered

to be denial of similar or like

privileges.

3. See also 10 U.S.C. §7435, which

restricts foreign citizens, or

corporations controlled by them, from

obtaining access to leases on Naval

Petroleum Reserves, should the laws,

customs or regulations of their

country deny the privilege of leasing

public lands to citizens or

corporations of the United States.

DURATION: Indeterminate.

=============================================================================

ANNEX I

Schedule of United States

SECTOR: Professional Services

SUB-SECTOR: Patent Attorneys and Patent Agents and other Practice before

the Patent and Trademark Office

INDUSTRY CLASSIFICATION: [to be provided]

TYPE OF RESERVATION: National Treatment (Article 1202) Most-Favored-Nation

Treatment (Article 1203) Local Presence (Article 1205)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: 35 USC Chapter 3 (Practice Before Patent and Trademark Office)

37 C.F.R. Part 10 (Representation of Others Before the U.S.

Patent and Trademark Office)

DESCRIPTION: Cross-Border Services

As a condition to be registered to

practice for others before the U.S.

Patent and Trademark Office (USPTO):

(a) a patent attorney must be a U.S.

citizen or an alien lawfully residing

in the United States (37 C.F.R.

10.6(a));

(b) a patent agent must be a U.S.

citizen, an alien lawfully residing in

the United States, or a non-resident

who is registered to practice in a

country that permits patent agents

registered to practice before the

USPTO to practice in that country (37

C.F.R. 10.6(c)); and

(c) a practitioner in trademark and

non-patent cases must be an attorney

licensed in the United States, a

"grandfathered" agent, an attorney

licensed to practice in another

country that accords equivalent

treatment to attorneys licensed in the

United States, or an agent registered

to practice in such a country (37

C.F.R. 10.14(a)-(c)).

DURATION: Citizenship and permanent residency requirements subject to removal

within two years after entry into force of this Agreement in

accordance with Article 1210(3).

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: Public Administration

SUB-SECTOR:

INDUSTRY CLASSIFICATION:

TYPE OF RESERVATION: National Treatment (Article 1102) Most-Favored-Nation

Treatment (Article 1103)

LEGAL CITATION: 22 U.S.C. 2194(a), 2194(b) and 2198(c)

LEVEL OF GOVERNMENT: Federal

DESCRIPTION: Investment

The Overseas Private Investment

Corporation (OPIC) insurance and loan

guarantees under 22 U.S.C. §§2194(a),

2194(b) and 2198(c) are not available

to certain aliens, foreign

enterprises, or foreign controlled

domestic enterprises.

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: Transportation

SUB-SECTOR: Air Transportation

INDUSTRY CLASSIFICATION: SIC 3721 Aircraft Repair and Rebuilding on a Factory

Basis SIC 4581 Aircraft Repair (Except on a Factory

Basis)

TYPE OF RESERVATION: Most-Favored-Nation Treatment (Article 1203)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: 49 U.S.C. App. 1354, 1421-1430 14 C.F.R. Parts 43 and 145

Agreement Concerning Airworthiness Certification, Exchange

of Letters between U.S. and Canada dated August 31, 1984,

Treaties and International Agreement Service 11023

DESCRIPTION: Cross-Border

For major aircraft repair, overhaul or

maintenance activities, during which

an aircraft is withdrawn from service,

U.S. measures require that, in order

to perform work on U.S.-registered

aircraft, foreign air repair stations

must be certified by the Federal

Aviation Administration with

continuing oversight provided by the

Federal Aviation Administration.

Pursuant to a bilateral airworthiness

agreement dated August 31, 1984, as

amended, between the United States and

Canada, the United States recognizes

the certifications and oversight

provided by Canada for all repair

stations and individuals performing

the work located in Canada.

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: Transportation

SUB-SECTOR: Air Transportation

INDUSTRY CLASSIFICATION: 4512 Air Transportation Scheduled

4522 Air Transportation Non-scheduled

4513 Air Courier Services

TYPE OF RESERVATION: National Treatment (Article 1102)

Most-Favored-Nation Treatment (Article 1103)

Senior Management (Article 1107)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: Federal Aviation Act of 1958, as amended;

14 C.F.R. For purposes of this entry, the Description

governs.

DESCRIPTION: Investment

Whether an entity is a U.S. citizen

determines the type of commercial air

services company that it can own or

control. Under the Federal Aviation

Act of 1958 (49 U.S.C. App. Ch. 20),

"citizens" include (1) individuals who

are citizens; (2) a partnership in

which each member is a citizen of the

U.S.; or (3) a U.S. corporation of

which the president and at least

two-thirds of the board of directors

and other managing officers are U.S.

citizens, and at least seventy-five

percent of the voting interest in the

corporation is owned or controlled by

U.S. citizens. 49 U.S.C. App.

§1301(16).

In addition, this statutory

requirement has historically been

interpreted by the Department of

Transportation (and the Civil

Aeronautics Board before it) to

require that an air carrier in fact be

under the actual control of U.S.

citizens. The Department of

Transportation makes this

determination on a case-by-case basis.

Nevertheless, the Department has

provided guidance as to some lines of

demarcation. For example, total

foreign equity investment of up to 49

percent (with a maximum of 25 percent

being voting stock), taken alone, is

not construed as indicative of foreign

control. (See Department of

Transportation Order 91-1-41, January

23, 1991.)

Only air carriers that are U.S.

citizens are permitted to operate

domestic air services or operate

international air services as a "U.S."

carrier; non-U.S. citizens may own

and control foreign air carriers that

operate between the U.S. and foreign

points. See Sections 401, 402,

417(b)(7) and 1108 of the Federal

Aviation Act. The different rights of

each type of air carrier are usually

spelled out in the applicable aviation

bilateral agreement.

Certain distinctions based on

citizenship also exist with regard to

other types of air services providers,

such as air freight forwarders (14

C.F.R. 297), charter operators (14

C.F.R. 380), and intermodal operators

(14 C.F.R. 222).

Air freight forwarders may be "U.S.

citizens" (defined as indicated above)

which use the services of (inter alia)

direct air carriers (with a Department

of Transportation certificate,

regulation, order or permit) to

transport property. 14 C.F.R. Part

296. They may also be "foreign air

freight forwarders", which similarly

use direct air carriers to transport

property. 14 C.F.R. Part 296. There

is no "U.S. citizenship" requirement

for "foreign air freight forwarders."

14 C.F.R. §297.3(d). Foreign air

freight forwarders may obtain the same

operating exemptions available to U.S.

citizens. They must, however, apply

for registration with the Department

of Transportation. Their application

can be rejected "for reasons relating

to the failure of effective

reciprocity, or if the Department

finds that it is in the public

interest to do so." 14 C.F.R.

§297.22.

Charter operators may be "public

charter operators", which inter alia

must be "U.S. citizens" (defined as

indicated above) or "foreign charter

operators," for which there is not a

citizenship requirement. 14 C.F.R.

§380.2. Unlike domestic charter

operators, "foreign charter operators"

wishing to operate charters which

originate in the U.S. must register

with the Department of Transportation.

14 C.F.R. §380.61. The Department of

Transportation may reject a

registration application "for reasons

relating to the failure of effective

reciprocity or if the Department finds

it would be in the public interest to

do so." 14 C.F.R. § 380.64.

A direct foreign air carrier may

engage in the surface transport of

property (which it has carried by air)

in a zone extending 35 miles from the

boundary of the airport or city it is

authorized to serve. There is no such

geographic limitation on a direct U.S.

air carrier, or on a U.S. or foreign

indirect air carrier.

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: Transportation

SUB-SECTOR: Air Transportation

INDUSTRY CLASSIFICATION: SIC 0721 Crop Planting, Cultivating, and Protecting

(limited to aerial dusting and spraying, dusting

crops, with or without fertilizing, spraying

crops, with or without fertilizing)

SIC 4522 Air Transportation, services, sightseeing

airplane services)

SIC 7319 Advertising, Not Elsewhere Classified

(limited to aerial advertising, sky writing)

SIC 7335 Commercial Photography

(limited to aerial photographic service, except

mapmaking)

SIC 7389 Business Services, Not Elsewhere Classified

(limited to mapmaking, including aerial, pipeline

and powerline inspection services, firefighting

service, other than forestry or public)

SIC 7997 Membership Sports & Recreation Clubs

(limited to aviation clubs, membership)

SIC 8299 Schools & Education Services, Not Elsewhere

Classified (limited to flying instruction)

SIC 8713 Surveying Services (limited to aerial

surveying)

TYPE OF RESERVATION: National Treatment (Articles 1102, 1202)

Most-Favored-Nation Treatment (Articles 1103, 1203)

Local Presence (Article 1205)

Senior Management (Article 1107)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: Federal Aviation Act of 1958, as amended;

49 U.S.C. App. 1508(b); 14 C.F.R. 375. For purposes of this

entry, paragraph 3 of the Description governs.

DESCRIPTION: Cross-Border Services

1. Authorization from the Department

of Transportation is required for the

provision of specialty air services in

the territory of the United States. A

person of Canada or Mexico that

provides aerial construction,

heli-logging, aerial sightseeing,

flight training, aerial inspection and

surveillance and aerial spraying

services may not be authorized to

provide such services if there is

inadequate reciprocity on the part of

the country of the applicant, or if

approval would otherwise not be in the

public interest.

2. A person of Mexico or Canada may

be authorized to provide, subject to

compliance by that person with U.S.

safety regulations, aerial mapping,

aerial surveying, aerial photography,

forest fire management, fire fighting,

aerial advertising, glider towing and

parachute jumping.

Investment

3. Specialty air enterprises are

required to comply with the same

requirements as those set out in the

exception for air transportation

carriers described in the investment

exception for air transportation.

DURATION:Cross-Border

Paragraph 2 of the Description governs

on entry into force.

A person of Canada or Mexico may

obtain, subject to compliance with

U.S. safety requirements,

authorization to provide the following

specialty air services in the

territory of the United States:

(a) two years after entry into force

of the Agreement, aerial

construction and heli-logging;

(b) three years after entry into

force of the Agreement, aerial

sightseeing, flight training and

aerial inspection and

surveillance services; and

(c) six years after entry into force

of the Agreement, aerial spraying

services.

Investment: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: Transportation

SUB-SECTOR: Land Transportation

INDUSTRY CLASSIFICATION: SIC 4213 Trucking, Except Local

SIC 4215 Courier Services, Except by Air

SIC 4131 Intercity and Rural Bus Transportation

SIC 4142 Bus Charter Service, Except Local

SIC 4151 School Buses (limited to interstate

transportation not related to school activity)

TYPE OF RESERVATION: National Treatment (Articles 1102, 1202)

Most-Favored-Nation Treatment (Articles 1103, 1203)

Local Presence (Article 1205)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: Bus Regulatory Reform Act of 1982, as amended, section 6,

49 U.S.C. 10922(l) (1) and (2)

49 U.S.C. 10530 (3)

49 U.S.C. 10329, 10330 and 11705 and

49 C.F.R. 1044

19 U.S.C. 1202

Memorandum of Understanding Between the United States of

America and the United Mexican States on Facilitation

of Charter/Tour Bus Service, December 3, 1990.

DESCRIPTION: Cross-Border Services

Operating authority from the

Interstate Commerce Commission (ICC)

is required to provide interstate or

cross border bus or truck services in

the territory of the United States. A

moratorium has been imposed on new

grants of operating authority for

persons of Mexico, except for

provision of cross-border charter or

tour bus services.

Under the moratorium, persons of

Mexico without operating authority may

operate only within ICC Border

Commercial Zones, for which ICC

operating authority is not required.

Persons of Mexico providing truck

services (including for hire, private,

and exempt services) without operating

authority are required to obtain a

certificate of registration from the

ICC to enter the United States and

operate in the ICC Border Commercial

Zones. Persons of Mexico providing

bus service are not required to obtain

an ICC certificate of registration to

provide such service within the ICC

Border Commercial Zones.

A person providing bus or truck

service between points in the United

States is required to use United

States-registered and either U.S.-

built or duty-paid equipment.

Investment

The moratorium has the effect of being

an investment restriction because

enterprises of the United States

providing bus or truck services that

are owned or controlled by persons of

Mexico may not obtain ICC operating

authority.

DURATION: On entry into force of this Agreement, the Description shall govern.

Cross-Border Services

A person of Mexico will be permitted

to obtain operating authority to

provide:

(a) three years after signature of

this Agreement, cross-border

truck services to or from border

states (California, Arizona, New

Mexico, and Texas), and such

persons will be permitted to

enter and depart the territory of

United States through different

ports of entry;

(b) three years after entry into

force of this Agreement,

cross-border scheduled bus

services; and

(c) six years after entry into force

of this Agreement, cross-border

truck services.

Investment

A person of Mexico will be permitted

to establish an enterprise in the

United States to provide:

(a) three years after signature of

this Agreement, truck services

for the distribution of

international cargo between

points in the United States; and

(b) seven years after entry into

force of this Agreement, bus

services between points in the

United States.

Indeterminate: The moratorium will

remain in place on grants of authority

for the provision of truck services by

persons of Mexico between points in

the United States for the

transportation of goods other than

international cargo.

=============================================================================

ANNEX I

Schedule of United States

SECTOR: Transportation Services

SUB-SECTOR: Customs Brokers

INDUSTRY CLASSIFICATION: SIC 4731 Arrangement of Transportation of Freight

and Cargo

TYPE OF RESERVATION: National Treatment (Articles 1102, 1202)

Local Presence (Article 1205)

LEVEL OF GOVERNMENT: Federal

LEGAL CITATION: 19 U.S.C. 1641(b)

DESCRIPTION: Cross-Border Services and Investment

Only U.S. citizens may obtain a

customs broker's license, which is

required to conduct customs business

on behalf of another person. A

corporation, association, or

partnership established under the laws

of any state may receive a customs

broker's license if at least one

officer of the corporation or

association, or one member of the

partnership, holds a valid customs

broker's license.

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR: All

SUB-SECTOR:

TYPE OF RESERVATION: National Treatment (Article 1102)

Most-Favored-Nation Treatment (Article 1103)

LEGAL CITATION: Securities Act of 1933, Rules 251 and 405, 17 C.F.R. 240.251

and 240.405

Securities Exchange Act of 1934, Section 12(b)(2), 15 U.S.C.

1(b)(2) and the Rules thereunder.

DESCRIPTION: Investment

Foreign issuers, except for certain

Canadian issuers, may not use the

small business forms under the

Securities Act of 1933 to register

securities.

DURATION: Indeterminate

=============================================================================

ANNEX I

Schedule of the United States

SECTOR:

SUBSECTOR:

INDUSTRY CLASSIFICATION: SIC 4952 Sewerage System

TYPE OF RESERVATION: Performance Requirements (Article 1106)

LEGAL CITATION: Clean Water Act, 33 U.S.C. 1251 et seq.

DESCRIPTION: Investment

The Clean Water Act authorizes grants

for the construction of treatment

plants for municipal sewage or

industrial waste. Grant recipients

may be privately-owned enterprises.

The Act provides that grants shall be

made for treatment works only if such

articles, materials, and supplies as

have been manufactured, mined or

produced in the United States will be

used in the treatment works. The

Administrator of the Environmental

Protection Agency has authority not to

apply this provision, e.g., if the

cost of the articles in question is

unreasonable. 33 U.S.C. §1295.

DURATION: Indeterminate